David S. Heredia
Professional summary
David Scott Heredia was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, David had worked at 4 firms, which includes MATRIX SECURITIES CORPORATION, H G I, CHATFIELD DEAN & CO. INC., STRATTON OAKMONT INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1995 - January 18, 1996
MATRIX SECURITIES CORPORATION
June 5, 1995 - June 27, 1995
H G I
March 28, 1995 - May 22, 1995
CHATFIELD DEAN & CO., INC.
February 24, 1994 - March 29, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
MATRIX SECURITIES CORPORATION
CRD#: 30991 / SEC#: , 8-45284
Contact information
Documents
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