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ME

Mark W. Engelbrecht

QUASAR DISTRIBUTORS
Austin, TX 78746
Some features on this profile are disabled
CRD#: 2413529
ME

Professional summary


Mark Wesley Engelbrecht, who also goes by Mark Wesley Engelbrecht, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark Wesley Engelbrecht

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Wesley Engelbrecht's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 5, 2023 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 901 S Mopac Expressway Suite 225, Austin, TX 78746
BD
CRD#: 103848
Austin, TX
Past

February 14, 2021 - June 1, 2023

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
AUSTIN, TX
Past

March 28, 2017 - February 11, 2021

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
WHITE PLAINS, NY
Past

May 30, 2013 - March 29, 2017

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
AUSTIN, TX
Past

September 28, 2012 - June 5, 2013

DIVINE CAPITAL MARKETS LLC

BD
CRD#: 118212
AUSTIN, TX
Past

August 16, 2010 - September 28, 2012

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

October 27, 2009 - July 30, 2010

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
GRAPEVINE, TX
Past

July 3, 2006 - October 22, 2009

IMS SECURITIES, INC.

BD
CRD#: 35567
GRAPEVINE, TX
Past

January 27, 2003 - July 15, 2004

MIAI, INC.

RIA
CRD#: 111695
DALLAS, TX
Past

January 22, 2003 - July 15, 2004

MAPLEWOOD INVESTMENTS, INC.

BD
CRD#: 103723
DALLAS, TX
Past

August 16, 2002 - January 15, 2003

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
DALLAS, TX
Past

January 12, 1998 - January 15, 2003

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

January 5, 1996 - February 6, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/5/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/19/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUASAR DISTRIBUTORS, LLC

CRD#: 103848Austin, TX 78746

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