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Mark Engelbrecht

QUASAR DISTRIBUTORS
Austin, TX
·CRD# 2413529·30 years experience

Professional Summary

Mark Engelbrecht, who also goes by Mark Wesley Engelbrecht, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas. Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Wesley Engelbrecht

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
901 S Mopac Expressway Suite 225, Austin, TX 78746
June 5, 2023 - Present
FOX CHASE CAPITAL PARTNERS, LLC·CRD# 104087
BD
Austin, TX
February 14, 2021 - June 1, 2023
ASCENDANT ALTERNATIVE STRATEGIES, LLC·CRD# 283881
BD
White Plains, NY
March 28, 2017 - February 11, 2021
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
Austin, TX
May 30, 2013 - March 29, 2017
DIVINE CAPITAL MARKETS LLC·CRD# 118212
BD
Austin, TX
September 28, 2012 - June 5, 2013
IMS SECURITIES, INC.·CRD# 35567
BD
Houston, TX
August 16, 2010 - September 28, 2012
REALTY CAPITAL SECURITIES, LLC·CRD# 145454
BD
Grapevine, TX
October 27, 2009 - July 30, 2010
IMS SECURITIES, INC.·CRD# 35567
BD
Grapevine, TX
July 3, 2006 - October 22, 2009
MIAI, INC.·CRD# 111695
RIA
Dallas, TX
January 27, 2003 - July 15, 2004
MAPLEWOOD INVESTMENTS, INC.·CRD# 103723
BD
Dallas, TX
January 22, 2003 - July 15, 2004
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Dallas, TX
August 16, 2002 - January 15, 2003
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
January 12, 1998 - January 15, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 5, 1996 - February 6, 1998

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(6/5/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Engelbrecht's CRS (Customer Relationship Summary).

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ME
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