Dong H. Zhang

EVLA HILLS EQUITY SERVICES LLC

Saratoga, CA

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CRD#: 2413449

Professional summary

Dong Hao Zhang is a registered financial advisor currently at EVLA HILLS EQUITY SERVICES LLC located in Saratoga, California.

Dong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dong has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dong Hao Zhang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2007 - Present

EVLA HILLS EQUITY SERVICES LLC

RIA

CRD#: 142446

Saratoga, CA

Past

May 25, 2005 - May 11, 2006

ENGEMANN ASSET MANAGEMENT

RIA

CRD#: 105158

SCOTTS VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/10/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2005

Uniform Investment Adviser Law Examination

Current Firm

EVLA HILLS EQUITY SERVICES LLC

CRD#: 142446 / SEC#:

California

Registered Investment Advisory firm - (1/10/2007 Approved)

Texas

Registered Investment Advisory firm - (2/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

14005 Oak Hollow Lane, Saratoga, CA 95070

Mailing Address

14435c Big Basin Way #407, Saratoga, CA 95070

Phone number

(408) 313-6966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 57,372,313

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dong H. Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dong Hao Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVLA HILLS EQUITY SERVICES LLC

ENGEMANN ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2005

Current Firm

EVLA HILLS EQUITY SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVLA HILLS EQUITY SERVICES LLC

TRUST BUT VERIFY

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