Michael D. Mills
Professional summary
Michael David Mills, who also goes by Mike Mills, is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2026 - Present
TOSS SECURITIES US LLC
Office #1: 1250 Broadway Suite 2601, New York, NY 10001April 27, 2026 - July 6, 2026
LPL ENTERPRISE, LLC
April 28, 2017 - August 27, 2025
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
May 19, 2016 - April 28, 2017
VELOCITY CLEARING, LLC
October 30, 2013 - September 24, 2015
MACQUARIE CAPITAL (USA) INC.
February 1, 2013 - September 16, 2013
COWEN PRIME SERVICES LLC
January 23, 2007 - March 1, 2011
PALOMA SECURITIES L.L.C.
July 13, 2006 - December 5, 2006
ING FINANCIAL MARKETS LLC
July 26, 1999 - July 17, 2006
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TOSS SECURITIES US LLC
CRD#: 333338 / SEC#: , 8-71293
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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