Jose Salcedo

WEALTHBUILDERS INVESTMENTS

GOLETA, CA

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CRD#: 2413388

Professional summary

Jose Salcedo JR, who also goes by Joe Salcedo, is a registered financial advisor currently at WEALTHBUILDERS INVESTMENTS located in Goleta, California.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jose has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Salcedo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/2019 Authentic Counsel, LLC; Investment Advisor/Portfolio Manager; Investment Advisor Representative; Investment Related; 735 State St, Ste. 208; During trading hours: 100 hour - During outside trading hours: 50 hour - Expected total yearly compensation derived from the business: 100%; Assist Clients with Investment Advisor/Portfolio Management needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Salcedo JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

WEALTHBUILDERS INVESTMENTS

RIA

CRD#: 173306

GOLETA, CA

Past

July 9, 2019 - December 31, 2024

WEALTHBUILDERS INVESTMENTS

RIA

CRD#: 173306

Goleta, CA

Past

March 29, 2019 - August 1, 2019

CATHEDRAL CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 300434

Santa Barbara, CA

Past

October 13, 2017 - September 30, 2019

BILTMORE WEALTH MANAGEMENT, LLC

RIA

CRD#: 163652

SANTA BARBARA, CA

Past

June 12, 2013 - December 31, 2017

JS STRATEGIC ADVISORS, LLC

RIA

CRD#: 166127

GOLETA, CA

Past

August 18, 2006 - October 13, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SANTA BARBARA, CA

Past

August 18, 2006 - October 13, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GOLETA, CA

Past

January 17, 2006 - August 18, 2006

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

SANTA BARBARA, CA

Past

May 16, 2003 - August 18, 2006

CENTAURUS FINANCIAL, INC.

CRD#: 30833

SANTA BARBARA, CA

Past

November 10, 1998 - May 21, 2003

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 3, 1997 - November 12, 1998

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

July 5, 1995 - August 1, 1997

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

April 20, 1994 - June 5, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHBUILDERS INVESTMENTS

AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH

CRD#: 173306 / SEC#: 801-127787

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

California

Registered Investment Advisory firm - (6/24/2023 Terminated)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (5/25/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1994

General Securities Representative Examination

Current Firm

WEALTHBUILDERS INVESTMENTS

AUTHENTIC COUNSEL, LLC | WEALTHBUILDERS INVESTMENTS | WEALTHBUILDERS INVESTMENT SERVICES | AUTHENTIC WEALTH

CRD#: 173306 / SEC#: 801-127787

RIA

Registered Investment Advisory firm - (4/28/2023 Approved)

California

Registered Investment Advisory firm - (6/24/2023 Terminated)

Colorado

Registered Investment Advisory firm - (5/31/2023 Terminated)

Florida

Registered Investment Advisory firm - (5/25/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/25/2023 Terminated)

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Contact information

Main Address

8310 South Valley Highway Suite 300, Englewood, CO 80112

Mailing Address

Phone number

(972) 719-2557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AUTHENTIC COUNSEL, LLC BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	706
AUM (Assets Under Management)	$ 122,329,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jose Salcedo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Salcedo JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHBUILDERS INVESTMENTS

CATHEDRAL CAPITAL WEALTH MANAGEMENT LLC

BILTMORE WEALTH MANAGEMENT, LLC

JS STRATEGIC ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

VOYA FINANCIAL ADVISORS, INC.

A. G. EDWARDS & SONS, INC.

ROTH CAPITAL PARTNERS, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WEALTHBUILDERS INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2005

Series 63

Date: 5/9/1994

SIE

Date: 10/13/2017

Series 7

Date: 4/19/1994

Current Firm

WEALTHBUILDERS INVESTMENTS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHBUILDERS INVESTMENTS

TRUST BUT VERIFY

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