Ara F. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ara Frank Meyer was a registered financial professional .
Ara is a previously registered financial professional and started their career in finance in 1994. Ara had worked at 7 firms and has passed the Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2009 - January 2, 2013
FM PARTNERS HOLDINGS LLC
October 6, 2004 - February 13, 2009
WELLS FARGO SECURITIES, LLC
March 15, 2001 - September 3, 2004
GOLDMAN SACHS & CO. LLC
April 24, 1999 - March 2, 2001
PERSHING LLC
April 23, 1998 - April 14, 1999
CREDIT SUISSE SECURITIES (USA) LLC
November 21, 1996 - April 7, 1998
CITIGROUP GLOBAL MARKETS INC.
October 7, 1994 - July 17, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/2/2005
Limited Representative-Equity Trader ExamCurrent Firm
FM PARTNERS HOLDINGS LLC
CRD#: 134736 / SEC#: , 8-66861
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LMDC HOLDINGS LLC | MANAGING MEMBER | |
| ROSENBERG, WILLIAM BRUCE | CEO, CFO, COO, CCO | 1722850 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
