Wilson C. Amorim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilson Crespo Amorim, who also goes by Wil Amorim, Wilson Crespo Amorin, was a registered financial professional .
Wilson is a previously registered financial professional and started their career in finance in 1993. Wilson had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - June 17, 2014
SANTANDER SECURITIES LLC
February 20, 2009 - December 16, 2013
CITIZENS SECURITIES, INC.
January 12, 2009 - February 12, 2009
PETERSEN INVESTMENTS, INC.
March 19, 2001 - December 31, 2008
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
June 20, 2000 - March 2, 2001
DETWILER FENTON & CO.
January 8, 1999 - June 27, 2000
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
December 10, 1997 - January 1, 1999
JOSEPH CHARLES & ASSOC., INC.
April 3, 1997 - May 22, 1997
MORGAN STANLEY DW INC.
July 8, 1996 - September 6, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
May 19, 1995 - October 16, 1995
AMERIPRISE ADVISOR SERVICES, INC.
November 23, 1993 - December 23, 1994
H.J. MEYERS & CO., INC.
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
