Joseph R. Zarzycki

BNA WEALTH

Rock Hill, SC 29730

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CRD#: 2413127

Professional summary

Joseph Robert Zarzycki, CIMA®, who also goes by Joseph Robert Zarvcki, Joe Zarzycki, is a registered financial advisor currently at BNA WEALTH, INC. located in Rock Hill, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 13 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Robert Zarvcki | Joe Zarzycki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Zarzycki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 20, 2025 - Present

BNA WEALTH, INC.

Office #1: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

RIA

CRD#: 39326

Rock Hill, SC

Past

May 26, 2022 - June 13, 2025

FIRST CITIZENS ASSET MANAGEMENT, INC

RIA

CRD#: 140777

Charlotte, NC

Past

December 20, 2021 - June 13, 2025

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

CHARLOTTE, NC

Past

November 24, 2021 - June 13, 2025

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

CHARLOTTE, NC

Past

March 15, 2021 - November 1, 2021

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

LOUISVILLE, KY

Past

April 21, 2015 - October 30, 2020

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

RIA

CRD#: 106156

POWHATAN, VA

Past

April 24, 2006 - July 7, 2009

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

NORTHVILLE, MI

Past

February 28, 2003 - March 21, 2006

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

MEDINA, OH

Past

January 2, 2003 - January 9, 2006

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

February 22, 1999 - May 14, 2002

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

August 12, 1998 - February 8, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

July 29, 1996 - December 3, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 8, 1994 - August 21, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

October 28, 1993 - July 1, 1994

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BNA WEALTH, INC.

BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.

CRD#: 39326 / SEC#: 801-48984, 8-48642

RIA

Registered Investment Advisory firm - SEC (4/18/1995 Approved)

Terminated by SEC on 01/06/2026

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/20/2025)

IAR

South Carolina
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/23/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/20/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/23/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/6/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BNA WEALTH, INC.

BNA WEALTH | THE LAWRENCE D. VITEZ CORPORATION | CONSOLIDATED SECURITIES | CONSOLIDATED INVESTMENT ADVISORS | BNA WEALTH, INC.

CRD#: 39326 / SEC#: 801-48984, 8-48642

RIA

Registered Investment Advisory firm - SEC (4/18/1995 Approved)

Terminated by SEC on 01/06/2026

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Contact information

Main Address

596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

Mailing Address

596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730

Phone number

(803) 324-7100

Established

North Carolina since 01/01/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (7 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BNA WEALTH (3/5/2026)

Direct owners and executive officers

Name	Position	CRD#
ACKERMAN, ADAM ERIC MR.	PRESIDENT/CHIEF COMPLIANCE OFFICER	6447420

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 619,754,403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph R. Zarzycki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Zarzycki's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS ASSET MANAGEMENT, INC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

CERITY PARTNERS OCIO LLC

BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

LOCUST STREET SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

AMERIPRISE ADVISOR SERVICES, INC.

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

BNA WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/2022

Series 65

Date: 3/23/2015

Series 6TO

Date: 12/20/2021

SIE

Date: 11/23/2021

Series 7

Date: 10/27/1993

Series 8

Date: 6/6/1996

Current Firm

BNA WEALTH, INC.

Contact information

SEC notice filing (7 States and Territories)

FINRA licenses (1 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

BNA WEALTH, INC.

TRUST BUT VERIFY

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