Rachel K. Lasky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Kamlot Lasky was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 1993. Rachel had worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2016 - September 25, 2023
KAMLOT INVESTMENTS, LLC
January 20, 2004 - July 11, 2005
WELLS FARGO INVESTMENTS, LLC
November 11, 2003 - July 11, 2005
WELLS FARGO INVESTMENTS, LLC
November 22, 1993 - November 11, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KAMLOT INVESTMENTS, LLC
CRD#: 136366 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 27,755,339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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