David P. Bonomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Bonomo, who also goes by David Bonomo, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 79, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - March 2, 2023
LUMENT SECURITIES, LLC
September 24, 2015 - February 12, 2018
LANCASTER POLLARD & CO., LLC
March 19, 2012 - October 30, 2014
ANDREW GARRETT INC.
January 22, 2009 - January 25, 2012
PRIMEX
May 12, 2005 - January 23, 2007
GLOBAL TRANSITION SOLUTIONS, INC.
September 19, 2003 - October 17, 2005
NW CAPITAL MARKETS INC.
April 29, 2002 - July 18, 2002
RYAN BECK & CO.
May 10, 2001 - May 13, 2002
GRUNTAL & CO., L.L.C.
July 6, 1998 - May 4, 2001
B. C. ZIEGLER AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
LUMENT SECURITIES, LLC
CRD#: 14840 / SEC#: , 8-31175
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMENT REAL ESTATE CAPITAL HOLDINGS, LLC | SHAREHOLDER | |
| CROFT, JAMES FRANCIS | CHAIRMAN, BOARD OF MANAGERS | 2148025 |
| KIRKWOOD, ROBERT THOMAS | CHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS | 6025468 |
| MAINELLI, KEVIN JOSEPH | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | 1751991 |
| SMITH, MARY AGNES | CHIEF FINANCIAL OFFICER AND FINOP | 2498307 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
