BK

Brant M. Keller

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CRD#: 2412807
BK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brant Mitchell Keller, who also goes by Brant Keller, was a registered financial professional .

Brant is a previously registered financial professional and started their career in finance in 1994. Brant had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brant Keller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 16, 2015 - December 31, 2016

PRO WEALTH ADVISORS LLC

RIA
CRD#: 190511
NAPLES, FL
Past

October 5, 2011 - October 22, 2013

CREATIVE PLANNING

RIA
CRD#: 105348
NAPLES, FL
Past

May 10, 2010 - December 31, 2011

AMERICAN CAPITAL WEALTH MANAGERS LLC

RIA
CRD#: 153015
NAPLES, FL
Past

December 18, 2007 - February 12, 2010

FAC WEALTH MANAGEMENT, LLC

RIA
CRD#: 145539
NAPLES, FL
Past

August 2, 2004 - December 12, 2007

TRIAD ADVISORS LLC

BD
CRD#: 25803
NAPLES, FL
Past

January 3, 2000 - June 6, 2008

FINANCIAL ADVISORY CONSULTANTS, LLC

RIA
CRD#: 122629
NAPLES, FL
Past

February 10, 1995 - August 10, 2004

MONY SECURITIES CORPORATION

RIA
CRD#: 4386
NAPLES, FL
Past

February 10, 1995 - August 10, 2004

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

January 4, 1994 - February 10, 1995

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


PW
PRO WEALTH ADVISORS LLC
PRO WEALTH ADVISORS LLC | PRO WEALTH ADVISORS, LLC

CRD#: 190511 / SEC#: 801-96242

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Contact information


Main Address
Naples, FL
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Part 2 Brochures

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRO WEALTH ADVISORS LLC

CRD#: 190511

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