Clifford G. Emmerich
Professional summary
Clifford Gennaro Emmerich is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1993. Clifford has worked at 6 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Gennaro Emmerich's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2016 - Present
ANOS CAPITAL, LLC
Office #1: Weworks 450 Lexington Avenue 4th Floor, New York, NY 10017Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #3: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #4: 3414 Peachtree Road Ne Suite 730, Atlanta, GA 30326October 22, 1998 - November 4, 2016
ABEL/NOSER CORP.
February 6, 1997 - May 17, 1998
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 25, 1995 - September 11, 1996
SIG SPECIALISTS, INC.
March 25, 1994 - November 7, 1995
PRUDENTIAL EQUITY GROUP, LLC
October 29, 1993 - January 11, 1994
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2016)
(1/30/2017)
(1/19/2017)
(12/8/2016)
(2/7/2017)
(10/28/2016)
(11/1/2016)
(11/9/2016)
(10/21/2016)
(10/24/2016)
(10/21/2016)
(12/8/2016)
(10/21/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/21/1998
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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