JM
James J. Matejcek
EVEREST FINANCIAL GROUP
Minneapolis, MN 55416-1029
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CRD#: 2412649
JM
Professional summary
James Joseph Matejcek II, CFP®, who also goes by Jim Matejcek II, is a registered financial advisor currently at EVEREST FINANCIAL GROUP located in Minneapolis, Minnesota and OSAIC WEALTH, INC. located in Minneapolis, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Investment Planning
Long-term Care
Retirement Planning
Insurance Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Jim Matejcek Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EVEREST FINANCIAL GROUP POSITION: IAR NATURE: EVEREST FINANCIAL GROUP, LLC - Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Time Spent 50% - Start Date: 1/2010 - Located At 701 XENIA AVE S SUITE 250, MINNEAPOLIS, MN 55416-1029, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2010 ADDRESS: 701 Xenia Ave S, Ste 250, Golden Valley MN 55416 DESCRIPTION: Investment Advisor Representative 2. MATEJCEK FINANCIAL CORPORATION POSITION: Owner agent NATURE: MATEJCEK FINANCIAL CORP/INSURANCE SALES --OWNER/OPERATOR - Investment Related - Time Spent 12% - Start Date: 7/1995 - Located At 701 XENIA AVE S SUITE 250, MINNEAPOLIS, MN 55416-1029 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 07/01/1995 ADDRESS: 4965 Weston Ln N, Plymouth MN 55446 DESCRIPTION: Insurance other than FIA's or EIA's depending on your terminology. 3. EVEREST FINANCIAL GROUP POSITION: Registered Representative NATURE: SAI REGISTERED REPRESENTATIVE - Time Spent 35% - Investment Related - Start Date: 1/2010 - Located At 701 XENIA AVE S SUITE 250, MINNEAPOLIS, MN 55416-1029, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 01/01/2010 ADDRESS: 701 Xenia Ave S, Ste. 250, Golden Valley MN 55416 DESCRIPTION: Non advisory business; commission based. 4. PLYMOUTH CIVIC LEAGUE POSITION: Board Director NATURE: Asked to join the Plymouth MN Civic League board of directors to assist in promoting the city of Plymouth. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/13/2023 ADDRESS: 3400 Plymouth Blvd, Plymouth MN 55447 DESCRIPTION: Promote the activities of the Plymouth Civic League to foster engagement by the citizens of Plymouth in activities to bolster the city.
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Matejcek II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 31, 2014 - Present
EVEREST FINANCIAL GROUP
Office #1: 701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029RIA
CRD#: 137260
Minneapolis, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Xenia Ave S Ste 250, Minneapolis, MN 55416RIA
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
July 10, 2007 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MINNEAPOLIS, MN
Past
August 22, 2003 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
SAINT PAUL, MN
Past
June 10, 2002 - August 21, 2003
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
GLEN ALLEN, VA
Past
August 11, 2000 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
BD
CRD#: 46507
PRINCETON, NJ
Past
March 13, 2000 - August 9, 2000
FIRST AMERICAN SECURITIES, INC.
BD
CRD#: 35841
ORRVILLE, OH
Past
August 24, 1998 - March 10, 2000
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
October 30, 1997 - July 31, 1998
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CEDAR RAPIDS, IA
Past
July 1, 1994 - October 25, 1994
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 10, 1993 - June 29, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Hawaii(6/14/2024)
RR
Illinois(6/14/2024)
RR
Iowa(6/14/2024)
IAR
Minnesota(1/31/2014)
RR
Minnesota(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
IAR
Texas(5/6/2022)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EVEREST FINANCIAL GROUP
EVEREST FINANCIAL GROUP | SINCERE FINANCIAL LTD | EVEREST FINANCIAL GROUP LLC
CRD#: 137260 / SEC#: 801-67635
RIA
Registered Investment Advisory firm - (3/30/2007 Approved)California
Registered Investment Advisory firm - (5/8/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029
Mailing Address
Phone number
(763) 923-7525
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,667 |
| AUM (Assets Under Management) | $ 912,366,781 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
