AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CL

Christopher M. Lamb

OLD MISSION INVESTMENT COMPANY
TRAVERSE CITY, MI 49686
Some features on this profile are disabled
CRD#: 2412619
CL

Professional summary

Christopher Mundt Lamb, CIMA® is a registered financial advisor currently at OLD MISSION INVESTMENT COMPANY, LLC located in Traverse City, Michigan.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OLD MISSION INVESTMENT CO., LLC, MEMBER. 880 MUNSON AVENUE, SUITE B, TRAVERSE CITY, MI 49686. REGISTERED INVESTMENT ADVISORY REPRESENTATIVE. 100 HOURS/MONTH, 80 DURING TRADING HOURS. 2. OLD MISSION TRUST COMPANY, CORPORATE TRUST COMPANY, 201 S PHILLIPS AVE STE 223, SIOUX FALLS SD 57104, PRESIDENT, CEO, 06/2012, PROVIDE CORPATE TRUSTEE SERVICES TO FORMER CLIENTS OF OLD MISSION INVEST. CO AND OTHERS SEEKING TRUST SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mundt Lamb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

July 21, 2010 - Present

OLD MISSION INVESTMENT COMPANY, LLC

Office #1: 880 Munson Avenue Suite B, Traverse City, MI 49686
RIA
CRD#: 140381
TRAVERSE CITY, MI
Past

May 26, 2006 - December 13, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
TRAVERSE CITY, MI
Past

July 1, 2003 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
TRAVERSE CITY, MI
Past

July 1, 2003 - May 30, 2006

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
TRAVERSE CITY, MI
Past

March 20, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
TRAVERSE CITY, MI
Past

November 12, 1993 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 19, 1993 - November 26, 1993

FIRST OF MICHIGAN CORPORATION

BD
CRD#: 311
DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OM
OLD MISSION INVESTMENT COMPANY, LLC
OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA
Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(7/21/2010)
IAR
Texas
(10/16/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/30/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1993
General Securities Representative Examination

Current Firm

OM
OLD MISSION INVESTMENT COMPANY, LLC
OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381 / SEC#: 801-66666

RIA
Registered Investment Advisory firm - (5/17/2006 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
880 Munson Avenue Suite B, Traverse City, MI 49686
Mailing Address
Phone number
(231) 929-4100
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts2,052
AUM (Assets Under Management)$ 890,838,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION INVESTMENT COMPANY, LLC

CRD#: 140381Traverse City, MI 49686

TRUST BUT VERIFY

Monitor Christopher Lamb

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Christian Jeremiah Ohl
Christian OhlAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norfolk, NE
LS
Lindsey ShinnersAdvisorCheck Check Mark
EMPOWER ADVISORY GROUP, LLC
IAR
RR
Duluth, MN
NC
Nicholas Chen-zhaoAdvisorCheck Check Mark
JEFFERIES LLC
PR
NEW YORK, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.