Steven C. Futoran
Professional summary
Steven C Futoran, who also goes by Steven Craig Futoran, is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in St. Augustine, Florida and MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven C Futoran's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2023 - Present
MANNING & NAPIER ADVISORS, LLC
April 18, 2023 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450August 25, 2020 - March 14, 2023
VOYA INVESTMENT MANAGEMENT CO. LLC
August 24, 2020 - March 14, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 12, 2008 - January 3, 2018
ALLSPRING FUNDS MANAGEMENT, LLC
March 13, 2008 - January 28, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
April 27, 2007 - February 22, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
November 4, 2005 - March 29, 2007
MFS FUND DISTRIBUTORS, INC.
April 22, 2005 - October 26, 2005
CHARLES SCHWAB & CO., INC.
June 29, 1998 - April 22, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 27, 1994 - February 21, 1997
STERLING FOSTER & COMPANY, INC.
December 13, 1993 - July 1, 1994
J. GREGORY & COMPANY, INC.
Primary Firm SEC Registration
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
(4/19/2023)
(4/19/2023)
(9/18/2023)
(4/18/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(4/19/2023)
(5/11/2023)
Exams
FINRA
Current Firm
MANNING & NAPIER ADVISORS, LLC
CRD#: 105992 / SEC#: 801-10733
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,279 |
| AUM (Assets Under Management) | $ 18,406,580,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/23/2024 | ||
| 12/21/2023 | ||
| 11/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
