Howard J. Hebert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Joseph Hebert was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1964. Howard had worked at 6 firms and has passed the Series 65, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 1996 - February 21, 2025
HEBERT ADVISORY SERVICES INC
March 14, 1995 - September 9, 2003
SCHIELD SECURITIES LLC
November 2, 1990 - August 23, 1993
SCHIELD SECURITIES, INC.
January 18, 1990 - July 5, 1990
D.E. FREY & COMPANY, INC.
April 13, 1973 - January 23, 1990
NEWHARD, COOK & CO. INCORPORATED
August 6, 1964 - June 1, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/1/1978
AMEX Put and Call ExamSeries 1
Date: 5/15/1957
Registered Representative ExaminationCurrent Firm
HEBERT ADVISORY SERVICES INC
CRD#: 106120 / SEC#: 801-40896
Contact information
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 64,527,217 |
Red Flags
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