Lance E. Kabanuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lance Elliott Kabanuk was a registered financial professional .
Lance is a previously registered financial professional and started their career in finance in 1993. Lance had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2014 - October 13, 2016
VAN CLEMENS & CO. INCORPORATED
October 13, 2011 - April 26, 2012
VALIC FINANCIAL ADVISORS, INC.
September 26, 2008 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2007 - September 4, 2008
WORLD GROUP SECURITIES, INC.
May 16, 2001 - December 31, 2005
SII INVESTMENTS, INC.
December 19, 1996 - June 16, 2000
SII INVESTMENTS, INC.
February 27, 1996 - October 11, 1996
SUNAMERICA SECURITIES, INC.
January 6, 1995 - December 31, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
December 3, 1993 - January 6, 1995
WESTONKA INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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