Timothy M. Smith
Professional summary
Timothy Michael Smith, who also goes by Tim M Smith, Timothy M Smith, is a registered financial advisor currently at CONTINUUM WEALTH ADVISORS, LLC located in Saratoga Springs, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Timothy has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2011 - Present
CONTINUUM WEALTH ADVISORS, LLC
Office #1: 18 Division St. Suite 207b, Saratoga Springs, NY 12866April 5, 2010 - April 13, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 13, 2009 - March 31, 2010
M HOLDINGS SECURITIES, INC.
June 28, 2002 - August 28, 2009
PRIME CAPITAL SERVICES, INC.
June 16, 1997 - October 16, 2001
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
CONTINUUM WEALTH ADVISORS, LLC
CRD#: 152895 / SEC#: 801-71245
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2011)
(7/29/2021)
(2/24/2018)
Exams
Current Firm
CONTINUUM WEALTH ADVISORS, LLC
CRD#: 152895 / SEC#: 801-71245
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 254,267,440 |
Red Flags
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