DV
Dale E. Veitch
LEXINGTON INVESTMENT CONSULTING
NASHVILLE, TN 37219
Some features on this profile are disabled
CRD#: 2412265
DV
Professional summary
Dale Edward Veitch is a registered financial advisor currently at LEXINGTON INVESTMENT CONSULTING, LLC located in Nashville, Tennessee.
Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dale has worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Veitch is a licensed insurance agent. Mr. Veitch does not actively sell insurance products; nonetheless, on occasion, Mr. Veitch may sell insurance products to clients of his Registered Investment Adviser and receive insurance commissions, which may include residual or trail commission compensation.
Pure Acquisitions, LLC is owned by Absolute Trust (Dale Veitch Trustee and Manager) Pure Acquisitions, LLC's sole investment is preferred non-voting units of Pendleton Square Holdings, LLC, which in turn, owns Pendleton Square Trust Company, LLC.
Pure Acquisitions II, LLC is owned by Absolute Trust (Dale Veitch Trustee and Manager) Pure Acquisitions II, LLC's investments include member interests in Lexington Financial Life Management, LLC, a holding company whose sole investment is Lexington Investment Consulting, LLC, a registered investment advisory firm, and common voting units of Pendleton Square Holdings, LLC, which in turn, owns Pendleton Square Trust Company, LLC. Mr. Veitch is a managing board member of Lexington Financial Life Management, LLC.
We may refer clients that are in need of trust services to Pendleton Square Trust Company. You are under no obligation to use the services of Pendleton Square Trust Company, however, should you do so, our associated persons may indirectly be compensated as a result of their ownership in Pendleton Square Holdings, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Dale Edward Veitch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2010 - Present
LEXINGTON INVESTMENT CONSULTING, LLC
Office #1: 424 Church Street Suite 1550, Nashville, TN 37219RIA
CRD#: 127618
NASHVILLE, TN
Past
October 16, 1995 - November 11, 1996
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
May 1, 1995 - October 26, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Past
November 9, 1993 - April 17, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 9, 1993 - April 17, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LEXINGTON INVESTMENT CONSULTING, LLC
LEXINGTON FAMILY OFFICE, LLC | LEXINGTON INVESTMENT COUNSEL, LLC | LEXINGTON INVESTMENT COUNSEL OF CALIFORNIA | LEXINGTON INVESTMENT COUNSEL | LEXINGTON INVESTMENT CONSULTING, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT
CRD#: 127618 / SEC#: 801-130899
RIA
Registered Investment Advisory firm - (8/9/2024 Approved)Florida
Registered Investment Advisory firm - (8/12/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/12/2024 Terminated)Tennessee
Registered Investment Advisory firm - (2/25/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/4/2010)
IAR
North Carolina(10/31/2018)
IAR
Tennessee(3/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
LI
LEXINGTON INVESTMENT CONSULTING, LLC
LEXINGTON FAMILY OFFICE, LLC | LEXINGTON INVESTMENT COUNSEL, LLC | LEXINGTON INVESTMENT COUNSEL OF CALIFORNIA | LEXINGTON INVESTMENT COUNSEL | LEXINGTON INVESTMENT CONSULTING, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT, LLC | LEXINGTON FINANCIAL LIFE MANAGEMENT
CRD#: 127618 / SEC#: 801-130899
RIA
Registered Investment Advisory firm - (8/9/2024 Approved)Florida
Registered Investment Advisory firm - (8/12/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/12/2024 Terminated)Tennessee
Registered Investment Advisory firm - (2/25/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
424 Church Street Suite 1550, Nashville, TN 37219
Mailing Address
Phone number
(615) 492-1011
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 102,786,885 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
