Daniel J. Trimble

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 2412203

Professional summary

Daniel John Trimble is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 7 firms and has passed the Series 7A, Series 25 and Series 7B exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel John Trimble's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

March 5, 2018 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

March 12, 2015 - March 1, 2018

GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790

New York, NY

Past

September 26, 2008 - March 12, 2015

GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790

NEW YORK, NY

Past

October 31, 2007 - September 26, 2008

ABN AMRO CLEARING USA LLC

CRD#: 14020

CHICAGO, IL

Past

September 7, 2005 - October 30, 2007

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

March 4, 2005 - July 29, 2005

PETER MANCUSO & CO L.P.

CRD#: 33095

NEW YORK, NY

Past

January 1, 1999 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 7A

Date: 11/28/2007

Floor Broker Representative Exam

General Industry/Product Exam

Series 25

Date: 12/8/1999

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7B

Date: 12/25/1995

Floor Broker Examination

SRO Registrations

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Daniel J. Trimble

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel John Trimble's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

GREYWOLF EXECUTION PARTNERS, INC.

GREYWOLF EXECUTION PARTNERS, INC.

ABN AMRO CLEARING USA LLC

DRIVEWEALTH INSTITUTIONAL LLC

PETER MANCUSO & CO L.P.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 7A

Date: 11/28/2007

Series 25

Date: 12/8/1999

Series 7B

Date: 12/25/1995

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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