Clarissa Candelario

PRIVATE ASSET MANAGEMENT

Kirkland, WA 98033

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CRD#: 2412201

Professional summary

Clarissa Candelario, who also goes by Clarissa Delos Santos Candelario, Clarissa Candelario, is a registered financial advisor currently at PRIVATE ASSET MANAGEMENT INC located in Kirkland, Washington.

Clarissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clarissa has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clarissa Delos Santos Candelario | Clarissa Candelario

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarissa Candelario's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2024 - Present

PRIVATE ASSET MANAGEMENT INC

Office #1: 4040 Lake Washington Blvd Ne #305, Kirkland, WA 98033

RIA

CRD#: 108815

Kirkland, WA

Past

November 13, 2023 - July 25, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BELLEVUE, WA

Past

October 25, 2023 - July 25, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

August 3, 2022 - October 19, 2023

THE RETIREMENT SOLUTION LLC

RIA

CRD#: 148106

REDMOND, WA

Past

September 25, 2019 - November 20, 2021

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

November 9, 2018 - November 20, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Bellevue, WA

Past

March 20, 2017 - November 12, 2018

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

BELLEVUE, WA

Past

March 20, 2017 - November 12, 2018

COLDSTREAM SECURITIES, INC.

CRD#: 46835

BELLEVUE, WA

Past

August 1, 2011 - February 16, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RENTON, WA

Past

May 6, 2011 - February 16, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RENTON, WA

Past

February 18, 2009 - May 18, 2009

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

October 23, 2008 - February 19, 2009

OSAIC SERVICES, INC.

CRD#: 133763

BELLEVUE, WA

Past

May 2, 2006 - December 31, 2007

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

March 27, 2003 - June 1, 2004

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

July 24, 2002 - April 7, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 20, 2001 - February 22, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

June 5, 2000 - June 27, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE ASSET MANAGEMENT INC

CRD#: 108815 / SEC#: 801-52507

RIA

Registered Investment Advisory firm - (7/26/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 7/6/1994

National Commodity Futures Examination

Current Firm

PRIVATE ASSET MANAGEMENT INC

CRD#: 108815 / SEC#: 801-52507

RIA

Registered Investment Advisory firm - (7/26/1996 Approved)

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Contact information

Main Address

4040 Lake Washington Blvd Ne #305, Kirkland, WA 98033

Mailing Address

Phone number

(425) 213-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE ASSET MANAGEMENT, INC. ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 105,171,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clarissa Candelario

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarissa Candelario's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

THE RETIREMENT SOLUTION LLC

HIGHTOWER SECURITIES, LLC

HIGHTOWER ADVISORS, LLC

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

WORLD GROUP SECURITIES, INC.

FIRST HORIZON ADVISORS, INC.

CHARLES SCHWAB & CO., INC.

PERSHING LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PRIVATE ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2011

Series 63

Date: 7/29/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2000

Series 3

Date: 7/6/1994

Current Firm

PRIVATE ASSET MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE ASSET MANAGEMENT INC

TRUST BUT VERIFY

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