Richard F. Meier

INSTITUTIONAL CASH DISTRIBUTORS

New York, NY 10167

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CRD#: 2412197

Professional summary

Richard Frank Meier, who also goes by Richard Frank Meier, Richard Meier, is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in New York, New York.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Frank Meier | Richard Meier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Frank Meier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2019 - Present

INSTITUTIONAL CASH DISTRIBUTORS, LLC

Office #1: 245 Park Avenue, New York, NY 10167

CRD#: 149635

New York, NY

Past

June 13, 2017 - June 17, 2019

BROKERTEC AMERICAS LLC

CRD#: 47477

NEW YORK, NY

Past

November 21, 2007 - June 30, 2015

REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078

NEW YORK, NY

Past

February 26, 1996 - December 5, 2003

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

July 20, 1994 - November 21, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 14, 1993 - May 5, 1994

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

November 12, 1993 - January 5, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/9/2019)

Delaware
(8/9/2019)

Kentucky
(8/9/2019)

Maryland
(8/9/2019)

New Jersey
(8/9/2019)

New York
(8/9/2019)

North Carolina
(8/9/2019)

Pennsylvania
(8/9/2019)

South Carolina
(8/9/2019)

Virginia
(8/9/2019)

West Virginia
(8/9/2019)

Exams

State Security Law Exam

Series 63

Date: 6/23/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/20/2007

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/6/2012

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INSTITUTIONAL CASH DISTRIBUTORS, LLC

CRD#: 149635 / SEC#: , 8-68161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(646) 430-6030

Established

California since 08/08/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICD INTERMEDIATE HOLDCO 2 LLC	HOLDING COMPANY
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CLACK, AMY	BOARD MEMBER	4882071
HAZARD, VICTOR JAMES IV	CEO / COO	1871503
KAHNEY, DOUGLAS RYAN	CHIEF COMPLIANCE OFFICER	4903813
NEWTON, THOMAS PHILLIP	MANAGING DIRECTOR	2114728
PITTINSKY, JONATHAN DAVID	CFO/FINOP	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard F. Meier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Frank Meier's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERTEC AMERICAS LLC

REICH & TANG DISTRIBUTORS, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

COMMONWEALTH ASSOCIATES

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2008

SIE

Date: 10/1/2018

Series 6

Date: 11/20/2007

Series 7

Date: 11/11/1993

Series 26

Date: 12/6/2012

FINRA

Current Firm

INSTITUTIONAL CASH DISTRIBUTORS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INSTITUTIONAL CASH DISTRIBUTORS, LLC

TRUST BUT VERIFY

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