AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EF

Enrique V. Fermin

BAILARD
FOSTER CITY, CA 94404-2131
Some features on this profile are disabled
CRD#: 2412021
EF

Professional summary

Enrique Villarroel Fermin, CFP®, who also goes by Rick Fermin, is a registered financial advisor currently at BAILARD, INC. located in Foster City, California.

Enrique is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Enrique has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rick Fermin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrique Villarroel Fermin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 8, 1997 - Present

BAILARD, INC.

Office #1: 950 Tower Lane Suite 1900, Foster City, CA 94404-2131
RIA
CRD#: 110550
FOSTER CITY, CA
Past

February 10, 1994 - June 26, 2018

BAILARD FUND SERVICES, INC.

BD
CRD#: 21206
FOSTER CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BAILARD, INC.
BAILARD ASSET MANAGEMENT | SEE SCHEDULE D SECT. 1B FOR OTHER NAMES | BAILARD, INC. | BAILARD, BIEHL & KAISER, INC. | BAILARD WEALTH MANAGEMENT | BAILARD BIEHL & KAISER INC

CRD#: 110550 / SEC#: 801-8562

RIA
Registered Investment Advisory firm - (3/3/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/8/1997)
IAR
Nebraska
(10/20/2025)
IAR
New York
(9/24/2021)
IAR
Texas
(3/25/2024)
IAR
Washington
(9/24/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/29/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/23/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 11/11/1994
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/9/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BI
BAILARD, INC.
BAILARD ASSET MANAGEMENT | SEE SCHEDULE D SECT. 1B FOR OTHER NAMES | BAILARD, INC. | BAILARD, BIEHL & KAISER, INC. | BAILARD WEALTH MANAGEMENT | BAILARD BIEHL & KAISER INC

CRD#: 110550 / SEC#: 801-8562

RIA
Registered Investment Advisory firm - (3/3/1972 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
950 Tower Ln Ste 1900, Foster City, CA 94404-2131
Mailing Address
Phone number
(650) 571-5800
Established
Firm type
Fiscal year end
# of Employees
80

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BAILARD ADV 2A (BROCHURE) (5/30/2025)

Regulatory assets under management

Total Number of Accounts2,573
AUM (Assets Under Management)$ 6,538,323,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAILARD, INC.

CRD#: 110550Foster City, CA 94404-2131

TRUST BUT VERIFY

Monitor Enrique Fermin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Ashkahn Moayedi
Ashkahn MoayediAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
DANVILLE, CA
AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.