Nancy W. Cooper

TOPEL & DISTASI WEALTH MANAGEMENT

Berkeley, CA 94705

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CRD#: 2411995

Professional summary

Nancy Wright Cooper is a registered financial advisor currently at TOPEL & DISTASI WEALTH MANAGEMENT, LLC located in Berkeley, California.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nancy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Wright Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2019 - Present

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

Office #1: 2907 Claremont Avenue, Suite 111, Berkeley, CA 94705

RIA

CRD#: 285538

Berkeley, CA

Past

January 10, 2014 - January 25, 2019

MINDFUL MONEY

RIA

CRD#: 170130

BERKELEY, CA

Past

October 22, 2007 - April 9, 2018

LPL FINANCIAL LLC

CRD#: 6413

BERKELEY, CA

Past

October 30, 2006 - October 1, 2007

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

July 4, 2005 - October 24, 2006

NORTH POINT MERGERS AND ACQUISITIONS, INC.

CRD#: 133300

SAN FRANCISCO, CA

Past

September 6, 2002 - July 16, 2004

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

June 28, 2001 - September 6, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

September 1, 1999 - July 17, 2001

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

May 11, 1999 - September 28, 1999

THE SHEMANO GROUP, INC.

CRD#: 35528

SAN FRANCISCO, CA

Past

September 15, 1997 - March 8, 1999

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

June 5, 1997 - September 12, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 21, 1997 - December 2, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 13, 1996 - February 14, 1997

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

April 25, 1996 - September 23, 1996

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

September 26, 1994 - May 8, 1996

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

CRD#: 285538 / SEC#: 801-120715

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1995

General Securities Principal Examination

Current Firm

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

CRD#: 285538 / SEC#: 801-120715

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/7/2021 Terminated)

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Contact information

Main Address

2907 Claremont Avenue, Suite 111, Berkeley, CA 94705

Mailing Address

Phone number

(510) 898-1270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/4/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 300,392,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nancy W. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Wright Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINDFUL MONEY

LPL FINANCIAL LLC

THORNBURG SECURITIES LLC

NORTH POINT MERGERS AND ACQUISITIONS, INC.

PIPER SANDLER & CO.

CIBC WORLD MARKETS CORP.

WELLS FARGO SECURITIES, LLC

THE SHEMANO GROUP, INC.

WELLS FARGO SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

ROTH CAPITAL PARTNERS, LLC

PIPER SANDLER & CO.

THORNBURG SECURITIES LLC

Primary Firm SEC Registration

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2014

Series 63

Date: 3/2/1995

SIE

Date: 4/9/2018

Series 7

Date: 5/10/1995

Series 6

Date: 9/23/1994

Series 24

Date: 8/31/1995

Current Firm

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOPEL & DISTASI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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