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DS

Donald S. Samaria

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CRD#: 2411976
DS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Samuel Samaria JR, who also goes by Donald Samaria Jr, Donald Samuel Samario Jr, Donald Samario Jr, Donny Samario, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1994. Donald had worked at 9 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Donald Samaria Jr | Donald Samuel Samario Jr | Donald Samario Jr | Donny Samario

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 24, 1999 - November 3, 1999

HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC

BD
CRD#: 42949
SAN DIEGO, CA
Past

June 29, 1998 - September 1, 1998

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

August 11, 1997 - May 15, 1998

FIRST LIBERTY INVESTMENT GROUP, INC.

BD
CRD#: 3536
PHILADELPHIA, PA
Past

August 30, 1996 - July 15, 1997

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

October 23, 1995 - September 3, 1996

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

August 3, 1995 - November 8, 1995

TOLUCA PACIFIC SECURITIES CORP.

BD
CRD#: 13875
BURBANK, CA
Past

February 24, 1995 - August 28, 1995

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA
Past

February 8, 1995 - March 3, 1995

FIRST ASSET MANAGEMENT, INC.

BD
CRD#: 17341
GARDEN CITY, NY
Past

September 8, 1994 - February 17, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/1994
General Securities Representative Examination

Current Firm

HI
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC | JANDA, PHILLIPS & GARRINGTON, LLC | JANDA & GARRINGTON, LLC

CRD#: 42949 / SEC#: , 8-50105

BD
Terminated by SEC on 07/20/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 05/07/1996
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
HP HOLDINGS, LLCOWNER
GREEN, JAMES DALE JRC.O.O., CROP, SROP2124467
MCCLURE, DANIEL JOSEPHC.F.O.
WALKER, GREGORY DUBOISPRESIDENT2048725

Disclosures

Regulatory Event4
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC

CRD#: 42949

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