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TS

Terry A. Salomon

T.A. SALOMON ASSET MANAGEMENT PLLC
Phoenix, AZ
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CRD#: 2411906
TS

Professional summary


Terry Alan Salomon is a registered financial advisor currently at T.A. SALOMON ASSET MANAGEMENT PLLC located in Phoenix, Arizona.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Terry has worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Terry Alan Salomon's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 6, 2013 - Present

T.A. SALOMON ASSET MANAGEMENT PLLC

RIA
CRD#: 167546
Phoenix, AZ
Past

June 28, 2012 - June 27, 2013

BEACON POINTE WEALTH ADVISORS, LLC

RIA
CRD#: 151328
NEWPORT BEACH, CA
Past

May 17, 2012 - May 29, 2013

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
SCOTTSDALE, AZ
Past

January 3, 2011 - March 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
GILBERT, AZ
Past

January 3, 2011 - March 27, 2012

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GILBERT, AZ
Past

February 27, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
GILBERT, AZ
Past

November 1, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
GILBERT, AZ
Past

November 14, 2002 - November 3, 2004

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 18, 2002 - October 29, 2002

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past

November 15, 2001 - June 10, 2002

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

November 25, 1998 - November 2, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 25, 1998 - November 2, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

October 22, 1993 - December 8, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/6/2013)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/8/2006
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TS
T.A. SALOMON ASSET MANAGEMENT PLLC
T A SALOMON ASSET MANAGEMENT | T.A. SALOMON ASSET MANAGEMENT PLLC | T. A. SALOMON INVESTMENTS

CRD#: 167546 / SEC#:

Arizona
Registered Investment Advisory firm - (5/5/2013 Approved)
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Contact information


Main Address
Phoenix, AZ
Mailing Address
Phone number
(602) 999-1116
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts36
AUM (Assets Under Management)$ 25,000,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


T.A. SALOMON ASSET MANAGEMENT PLLC

CRD#: 167546Phoenix, AZ

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