Nancy L. Fleming
Professional summary
Nancy Lee Fleming, CFP®, who also goes by Nancy Lee Bradshaw, Nancy Lee Story, is a registered financial advisor currently at FLEMING FINANCIAL SERVICES located in Mesa, Arizona.
Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nancy has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Lee Fleming's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2009 - Present
FLEMING FINANCIAL SERVICES
Office #1: 4702 E. Southern Av, Mesa, AZ 85206September 17, 2009 - December 31, 2016
FLEMING FINANCIAL SERVICES
July 30, 2003 - December 15, 2005
OSAIC FA, INC.
July 30, 2003 - December 15, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 30, 2003 - December 15, 2005
OSAIC FA, INC.
February 7, 2002 - June 27, 2003
SUNAMERICA SECURITIES, INC.
November 14, 1995 - June 27, 2003
SUNAMERICA SECURITIES, INC.
January 26, 1994 - October 18, 1995
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2009)
Exams
Current Firm
FLEMING FINANCIAL SERVICES
CRD#: 145717 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 510 |
| AUM (Assets Under Management) | $ 51,000,000 |
Red Flags
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Company Information
FLEMING FINANCIAL SERVICES
CRD#: 145717Mesa, AZ 85206TRUST BUT VERIFY
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