Sharon Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Fischer, who also goes by Sharon Beth Ann Fischer, Sharon Page Fischer, Sherry Fischer, B Page Fischer, Sharon P Fischer, Sharon Beth Ann Page, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1993. Sharon had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2013 - July 23, 2020
TRANSAMERICA RETIREMENT ADVISORS, LLC
October 18, 2004 - July 23, 2020
TRANSAMERICA INVESTORS SECURITIES, LLC
December 19, 2003 - April 2, 2004
IDS LIFE INSURANCE COMPANY
December 19, 2003 - April 29, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
August 8, 2003 - November 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1993 - July 9, 2003
STRONG INVESTMENTS, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
