Donald W. Heath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Wayne Heath, who also goes by Don Heath, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 15 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2010 - February 16, 2012
ON INVESTMENT MANAGEMENT CO
April 23, 2010 - February 16, 2012
THE O.N. EQUITY SALES COMPANY
June 10, 2008 - November 9, 2009
METLIFE INVESTORS DISTRIBUTION COMPANY
July 25, 2006 - June 11, 2008
PARK AVENUE SECURITIES LLC
May 31, 2006 - June 11, 2008
PARK AVENUE SECURITIES LLC
May 16, 2003 - May 15, 2006
HIMCO DISTRIBUTION SERVICES COMPANY
August 20, 2001 - April 29, 2003
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 16, 2000 - July 6, 2001
MFS FUND DISTRIBUTORS, INC.
June 3, 1992 - November 6, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 1988 - March 26, 1992
AMERITAS INVESTMENT COMPANY, LLC
October 26, 1987 - August 1, 1988
CROSSMARK DISTRIBUTORS, INC.
June 13, 1985 - October 27, 1987
VOYA FINANCIAL ADVISORS, INC.
November 9, 1984 - February 5, 1985
ANGELES SECURITIES CORPORATION
June 12, 1984 - October 15, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
March 13, 1984 - October 5, 1984
INTEGRATED RESOURCES MARKETING, INC.
November 30, 1981 - October 27, 1983
NYLIFE SECURITIES LLC
November 1, 1971 - April 18, 1979
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/26/1971
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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