Brian R. Woods

WOODS ADVISORY SERVICES LLC

Towson, MD 21204

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CRD#: 2411534

Professional summary

Brian Richard Woods, CFP® is a registered financial advisor currently at WOODS ADVISORY SERVICES LLC located in Towson, Maryland.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/17/2009 - INV REL - TAX PREP / ACCOUNTING / BOOKKEEPING, WOODS & ASSOCIATES, P.C. PAYROLL, MANAGEMENT, 60% OF TIME. 2. 12/22/09- WOODS & ASSOCIATES, P.C., OWNER - ACCOUNTING - OFFICE MANAGEMENT, CLIENT RELATIONSHIPS, 1% OF TIME SPENT. 3. 01/09/2014 - EMILY WOODS - REAL ESTATE RENTAL - HOUSE - SINGLE FAMILY PROPERTY (VACATION RENTAL) IN OCEAN VIEW, DE - TIME SPENT 1% - OCEAN VIEW, DE 4. 01/09/2014 - WOODS & ASSOCIATES & PC - REAL ESTATE RENTAL - OFFICE BUILDING / COMMERCIAL PROPERTY - CPA OFFICE IS LOCATED; HAVE TWO SUBLEASES - OTHER CPA'S - TIME SPENT 1% - TOWSON, MD

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Woods's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

October 2, 2017 - Present

WOODS ADVISORY SERVICES LLC

Office #1: 606 Baltimore Avenue Suite 300, Towson, MD 21204

RIA

CRD#: 288727

Towson, MD

Past

September 8, 2009 - October 10, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOWSON, MD

Past

September 8, 2009 - October 10, 2017

LPL FINANCIAL LLC

CRD#: 6413

TOWSON, MD

Past

January 27, 1999 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

TOWSON, MD

Past

August 25, 1997 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

TOWSON, MD

Past

January 17, 1995 - December 31, 1995

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 21, 1993 - January 24, 1995

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/8/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1993

General Securities Representative Examination

Current Firm

WOODS ADVISORY SERVICES LLC

CRD#: 288727 / SEC#:

Maryland

Registered Investment Advisory firm - (8/15/2017 Approved)

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Contact information

Main Address

606 Baltimore Avenue Suite 300, Towson, MD 21204

Mailing Address

Phone number

(410) 821-6625

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 22,434,181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian R. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

COMMONWEALTH FINANCIAL NETWORK

COMPREHENSIVE FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/1997

Series 65

Date: 6/17/1994

SIE

Date: 10/10/2017

Series 7

Date: 12/20/1993

Current Firm

WOODS ADVISORY SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOODS ADVISORY SERVICES LLC

TRUST BUT VERIFY

Contact information

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