Mark A. Macarthur

M2 CAPITAL ADVISORS

VALENCIA, CA 91355

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CRD#: 2411397

Professional summary

Mark Andrew Macarthur, AIF® is a registered financial advisor currently at M2 CAPITAL ADVISORS located in Valencia, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) M2 FINANCIAL,LLC; INVESTMENT RELATED; VALENCIA, CA; RIA;PRESIDENT; ACTIVITY BEGAN AUG 2017; I DEVOTE APPX 150 HOURS PER MONTH TO THIS ACTIVITY WITH 5 OF THOSE HOURS DURING TRADING HOURS; INVESTMENT AND PORTFOLIO MANAGEMENT, PRACTICE MANAGEMENT; CLIENT DEVELOPMENT AND COMPLIANCE OVERSIGHT. COMPENSATION IS ADVISORY FEE. 2) EASI INVESTMENTS, LLC; INVESTMENT RELATED; VALENCIA, CA; EQUITY RESEARCH AND INDEX CONSULTING; MANAGING MEMBER; ACTIVITY BEGAN 3/2017; I DEVOTE APPX 15 HOURS PER MONTH TO THIS ACTIVITY WITH 4 OF THOSE HOURS DURING TRADING HOURS; GENERAL BUSINESS INPUT, DIRECTING SALES AND BUSINESS DEVELOPMENT; COMPENSATION IS ROYALTY OR MANAGEMENT FEE FROM LICENSING INDEX TO FUND COMPANIES. 3) Managing Member; Woodforest Healthcare LLC; Investment Related: Yes; Location: Central Pine St. & Fish Creek Thoroughfare, Montgomery, TX 77316; Description of the business: Real Estate: Development of multi-phase Medical Office Building property; Responsibilities Duties: Activity began December, 2019. M2 gives general oversight and consideration for decisions, leases and possible sale contracts. Working in collaboration with developer CMK Properties LLC; Start date with business: 2019-12-05; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: <5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Macarthur's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 23, 2017 - Present

M2 CAPITAL ADVISORS

Office #1: 27441 Tourney Road Suite 260, Valencia, CA 91355

RIA

CRD#: 288829

VALENCIA, CA

Past

January 2, 2008 - August 15, 2017

CRITERION WEALTH MANAGEMENT

RIA

CRD#: 142180

VALENCIA, CA

Past

November 1, 2006 - November 1, 2023

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

Valencia, CA

Past

January 14, 2005 - November 22, 2006

VISIONLINK FINANCIAL ADVISORS, INC.

RIA

CRD#: 110175

VALENCIA, CA

Past

September 29, 2004 - November 3, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

VALENCIA, CA

Past

October 9, 2003 - August 2, 2004

FISHER INVESTMENTS

RIA

CRD#: 107342

VALENCIA, CA

Past

June 11, 2003 - September 12, 2003

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

April 6, 1994 - April 8, 2003

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/23/2017)

IAR

Texas
(9/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2000

General Securities Principal Examination

Current Firm

M2 CAPITAL ADVISORS

M2 CAPITAL ADVISORS | M2 FINANCIAL LLC

CRD#: 288829 / SEC#:

California

Registered Investment Advisory firm - (6/23/2017 Approved)

Texas

Registered Investment Advisory firm - (9/14/2017 Approved)

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Contact information

Main Address

27441 Tourney Road Suite 260, Valencia, CA 91355

Mailing Address

Phone number

(661) 347-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 42,913,437

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark A. Macarthur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Macarthur's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRITERION WEALTH MANAGEMENT

AUSDAL FINANCIAL PARTNERS, INC.

VISIONLINK FINANCIAL ADVISORS, INC.

SIGNATOR INVESTORS, INC.

FISHER INVESTMENTS

ALPS DISTRIBUTORS, INC.

FIRST TRUST PORTFOLIOS L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2003

Series 63

Date: 11/12/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/5/1993

Series 24

Date: 8/29/2000

Current Firm

M2 CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M2 CAPITAL ADVISORS

TRUST BUT VERIFY

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