Alexander C. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Curtis Meyer, who also goes by Alex Meyer III, Alexander Curtis Meyer III, Curt Meyer Iii, Curt Myer Iii, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1994. Alexander had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2022 - December 1, 2022
FORESIDE FUND SERVICES, LLC
March 7, 2018 - April 27, 2022
DONOGHUE FORLINES LLC
April 10, 2013 - April 22, 2022
NORTHERN LIGHTS DISTRIBUTORS, LLC
April 8, 2013 - December 13, 2016
W.E. DONOGHUE & CO., INC
January 6, 2009 - April 26, 2011
NEXT FINANCIAL GROUP, INC.
January 6, 2009 - April 26, 2011
NEXT FINANCIAL GROUP, INC.
January 29, 2008 - December 31, 2008
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
March 9, 2007 - December 21, 2007
MANULIFE INVESTMENT MANAGEMENT (US) LLC
March 9, 2007 - December 21, 2007
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
February 27, 2007 - December 21, 2007
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
February 6, 2006 - February 21, 2007
RYDEX ADVISORY SERVICES, LLC
June 5, 2001 - February 20, 2007
GUGGENHEIM DISTRIBUTORS, LLC
August 25, 1997 - May 22, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 12, 1995 - August 30, 1995
ADVEST, INC.
February 25, 1994 - June 7, 1995
DETWILER FENTON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
