Serge Marquie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Serge Marquie, who also goes by Serge Marqie, was a registered financial professional .
Serge is a previously registered financial professional and started their career in finance in 1993. Serge had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2015 - June 9, 2017
TWO SIGMA SECURITIES, LLC
November 8, 2007 - October 3, 2013
GOLDMAN SACHS & CO. LLC
October 24, 2005 - November 7, 2007
DEUTSCHE BANK SECURITIES INC.
May 16, 1997 - June 26, 1997
CIBC WOOD GUNDY SECURITIES CORP.
January 20, 1995 - May 31, 1995
CIBC WOOD GUNDY SECURITIES CORP.
October 20, 1993 - September 28, 1994
CSFP CAPITAL, INC.
October 16, 1993 - September 20, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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