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Vincent Anthony Padulo Jr

CRD# 2411027·Registered 1993 - 1997
Barred: Vincent Anthony Padulo JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Vincent Anthony Padulo JR, who also goes by VIncent Anthony Padulo, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1993 - 1997. Vincent had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent Anthony Padulo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
March 1, 1996 - January 29, 1997
MONITOR INVESTMENT GROUP, INC.·CRD# 31007
BD
September 19, 1995 - March 20, 1996
ATLANTIC GENERAL FINANCIAL CORP.·CRD# 27272
BD
April 13, 1995 - August 25, 1995
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
January 31, 1994 - July 11, 1995
M. RIMSON & CO., INC.·CRD# 5250
BD
New York, NY
November 5, 1993 - November 11, 1993

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Current Firm

ES
EURO-ATLANTIC SECURITIES INC.

BMT, INC. | EURO-ATLANTIC SECURITIES INC. | BREEN & MARONEY, INC.

CRD#: 21367 / SEC#: 8-38870
BD
Revoked by SEC on 01/24/2002

Contact Information

Established

Florida since 10/12/1987

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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