JJ
John D. Jarrett
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2411023
JJ
Professional summary
John Duncan Jarrett JR, who also goes by Jay Jarrett, is a registered financial professional currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 7 firms and has passed the Series 63, Series 7TO, Series 22, Series 6, Series 39 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jay Jarrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Duncan Jarrett JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2020 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 10 South Wacker Dr Ste 1350, Chicago, IL 60606BD
CRD#: 28262
Chicago, IL
Past
September 29, 2021 - December 4, 2023
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
August 14, 2008 - April 21, 2009
CTL SECURITIES LLC
BD
CRD#: 147369
NEW YORK, NY
Past
February 17, 1998 - July 12, 2002
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
April 17, 1996 - January 15, 1998
UAM FUND DISTRIBUTORS, INC.
BD
CRD#: 24364
BOSTON, MA
Past
February 5, 1996 - March 22, 1996
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
July 6, 1994 - December 31, 1995
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
November 10, 1993 - April 7, 1994
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Alaska(1/4/2021)
RR
Arizona(1/4/2021)
RR
Arkansas(1/4/2021)
RR
California(1/4/2021)
RR
Colorado(1/4/2021)
RR
Connecticut(11/15/2020)
RR
Delaware(1/4/2021)
RR
District of Columbia(1/4/2021)
RR
Florida(11/15/2020)
RR
Georgia(1/4/2021)
RR
Hawaii(1/4/2021)
RR
Idaho(1/4/2021)
RR
Illinois(1/4/2021)
RR
Indiana(1/4/2021)
RR
Iowa(1/4/2021)
RR
Kansas(1/4/2021)
RR
Kentucky(1/4/2021)
RR
Louisiana(1/4/2021)
RR
Maine(1/4/2021)
RR
Maryland(11/15/2020)
RR
Massachusetts(11/9/2020)
RR
Michigan(1/4/2021)
RR
Minnesota(1/4/2021)
RR
Mississippi(1/4/2021)
RR
Missouri(1/4/2021)
RR
Montana(1/4/2021)
RR
Nebraska(1/4/2021)
RR
Nevada(1/4/2021)
RR
New Hampshire(11/15/2020)
RR
New Jersey(1/4/2021)
RR
New Mexico(1/4/2021)
RR
New York(11/15/2020)
RR
North Carolina(11/15/2020)
RR
North Dakota(1/4/2021)
RR
Ohio(1/4/2021)
RR
Oklahoma(1/4/2021)
RR
Oregon(1/4/2021)
RR
Pennsylvania(1/4/2021)
RR
Puerto Rico(1/4/2021)
RR
Rhode Island(1/4/2021)
RR
South Carolina(11/15/2020)
RR
South Dakota(1/4/2021)
RR
Tennessee(1/4/2021)
RR
Texas(1/4/2021)
RR
Utah(1/4/2021)
RR
Vermont(1/4/2021)
RR
Virgin Islands(1/4/2021)
RR
Virginia(11/15/2020)
RR
Washington(1/4/2021)
RR
West Virginia(1/4/2021)
RR
Wisconsin(1/4/2021)
RR
Wyoming(1/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
JOHN HANCOCK BROKER DISTRIBUTION SERVICES, INC. | JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | JOHN HANCOCK FUNDS, LLC | JOHN HANCOCK FUNDS, INC.
CRD#: 28262 / SEC#: , 8-43582
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(617) 663-3000
Established
Delaware since 02/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | PARENT | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| DUCKWORTH, JEFFREY OWEN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2429017 |
| FEINBERG, KRISTIE MARIE | CHAIRMAN | 3162040 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| MCFETRIDGE, ANDREW JOHN | DIRECTOR | 2516238 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
