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DL

David B. Lineweaver

Some features on this profile are disabled
CRD#: 2411022
DL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Brockenbrough Lineweaver, who also goes by David Brokenbrough Lineweaver, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1994. David had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Brokenbrough Lineweaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 22, 2012 - February 24, 2015

BRASIL PLURAL SECURITIES LLC

BD
CRD#: 159384
NEW YORK, NY
Past

September 24, 2009 - June 19, 2012

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NEW YORK, NY
Past

April 2, 2007 - February 23, 2009

ITAU BBA USA SECURITIES, INC.

BD
CRD#: 118817
NEW YORK, NY
Past

March 13, 2007 - March 22, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

December 20, 2006 - March 22, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 13, 2003 - January 20, 2006

MCMILLION SECURITIES, INC.

BD
CRD#: 7393
GREENSBORO, NC
Past

March 27, 2001 - December 31, 2001

VFINANCE CAPITAL LC

BD
CRD#: 46528
NEW YORK, NY
Past

September 6, 2000 - January 15, 2002

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

BD
CRD#: 103841
BOCA RATON, FL
Past

June 28, 1996 - May 7, 1999

SANTANDER INVESTMENT SECURITIES INC.

BD
CRD#: 37216
NEW YORK, NY
Past

February 18, 1994 - June 10, 1996

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/24/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2012
General Securities Principal Examination

Current Firm

BP
BRASIL PLURAL SECURITIES LLC
B PLURAL SECURITIES LLC | PLURAL SECURITIES LLC | PLURAL | PKBR SECURITIES LLC | BRASIL PLURAL SECURITIES LLC | BPS | BPLURAL | BP | B. PLURAL SECURITIES LLC | B. PLURAL SECURITIES

CRD#: 159384 / SEC#: , 8-68982

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
950 Third Avenue Suite 1702, New York, NY 10022
Mailing Address
950 Third Avenue Suite 1702, New York, NY 10022
Phone number
(212) 388-5600
Established
Delaware since 09/09/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRASIL PLURAL HOLDINGS LLCSOLE OWNER
CHOR GOLDENSTEIN, PRISCILLACOO7146090
GEORGE, THOMAS KEITHFINOP5378303
WELCH, JOHN HOWARDCHIEF COMPLIANCE OFFICER/AMLCO2869306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRASIL PLURAL SECURITIES LLC

CRD#: 159384

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