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Clint D. Carlson
CARLSON CAPITAL, L.P.
Dallas, TX 75201
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CRD#: 2410952
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Professional summary
Clint Duane Carlson, who also goes by Clint Carlson, is a registered financial advisor currently at CARLSON CAPITAL, L.P. located in Dallas, Texas.
Clint is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Clint has worked at 2 firms and has passed the Series 65, Series 2 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clint Carlson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLINT D. CARLSON IS THE PRESIDENT AND CHIEF INVESTMENT OFFICER OF CARLSON CAPITAL, L.P., AN ALTERNATIVE ASSET MANAGEMENT FIRM THAT HE FOUNDED IN 1993. CLINT D. CARLSON SERVES ON THE BOARD OF MANAGERS OF PARALLEL RESOURCE PARTNERS, LLC, AN AFFILIATE OF CARLSON CAPITAL, L.P, WHICH MANAGES THREE PRIVATE EQUITY FUNDS FOCUSED ON THE OIL AND GAS SECTOR. MR. CARLSON DOES NOT HAVE A DAY-TO-DAY ROLE WITH PARALLEL RESOURCE PARTNERS, LLC AND SPENDS MOST OF HIS TIME MANAGING INVESTMENTS FOR CARLSON CAPITAL, L.P. MR. CARLSON RECEIVES COMPENSATION FROM CARLSON CAPITAL, L.P. FOR SUCH SERVICES, PRIMARILY THROUGH HIS EQUITY OWNERSHIP IN THE FIRM. THIS ARRANGEMENT MAY BE DEEMED TO BE A MATERIAL CONFLICT OF INTEREST WITH HIS SERVICES AS A MEMBER OF THE BOARD OF MANAGERS OF PARALLEL RESOURCE PARTNERS, LLC. CARLSON CAPITAL, L.P. AND MR. CARLSON HAVE AGREED, SUBJECT TO CERTAIN EXCEPTIONS, TO MAKE PRIVATE EQUITY INVESTMENTS RELATING TO OIL AND GAS ASSETS IN NORTH AMERICA EXCLUSIVELY THROUGH THE FUNDS MANAGED BY PARALLEL RESOURCE PARTNERS, LLC DURING THE INVESTMENT PERIOD OF SUCH FUNDS.
CLINT D. CARLSON IS THE GENERAL PARTNER OF YOUGHIOGHENY HOLDINGS, L.P. AND DIRECTOR, PRESIDENT, AND TREASURER OF THE CARLSON FOUNDATION, BOTH OF WHICH ARE FAMILY-RELATED ENTITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Clint Duane Carlson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2006 - Present
CARLSON CAPITAL, L.P.
Office #1: 2100 Mckinney Ave Suite 1900, Dallas, TX 75201RIA
CRD#: 118156
Dallas, TX
Past
June 1, 2012 - December 31, 2016
PARALLEL RESOURCE PARTNERS, LLC
RIA
CRD#: 160556
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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CARLSON CAPITAL, L.P.
CARLSON CAPITAL GP, L.P. (RELYING ADVISER) | CARLSON OFFSHORE ADVISORS, L.P. | CARLSON CLO ADVISERS, LLC (RELYING ADVISER) | CARLSON CAPITAL, L.P. | CARLSON CAPITAL UK LLP (RELYING ADVISER)
CRD#: 118156 / SEC#: 801-60758
RIA
Registered Investment Advisory firm - (12/11/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/20/2006)
Exams
State Security Law Exam
General Industry/Product Exam
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Series 2
Date: 6/1/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Current Firm
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CARLSON CAPITAL, L.P.
CARLSON CAPITAL GP, L.P. (RELYING ADVISER) | CARLSON OFFSHORE ADVISORS, L.P. | CARLSON CLO ADVISERS, LLC (RELYING ADVISER) | CARLSON CAPITAL, L.P. | CARLSON CAPITAL UK LLP (RELYING ADVISER)
CRD#: 118156 / SEC#: 801-60758
RIA
Registered Investment Advisory firm - (12/11/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2100 Mckinney Ave Suite 1900, Dallas, TX 75201
Mailing Address
Phone number
(214) 932-9600
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 266,191,954 |
Red Flags
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Company Information
CARLSON CAPITAL, L.P.
CRD#: 118156Dallas, TX 75201TRUST BUT VERIFY
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