Richard A. Holtan

NWF ADVISORY SERVICES

Las Vegas, NV 89117

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CRD#: 2410936

Professional summary

Richard Austin Holtan is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Las Vegas, Nevada and OSAIC WEALTH, INC. located in Las Vegas, Nevada.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Austin Holtan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 6980 O'bannon Dr., Ste. 500, Las Vegas, NV 89117

RIA

CRD#: 110410

Las Vegas, NV

Current

January 17, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 6980 O'bannon Drive Suite 500, Las Vegas, NV 89117

RIA

CRD#: 23131

Las Vegas, NV

Past

January 26, 2024 - July 2, 2025

THE AMERIFLEX GROUP

RIA

CRD#: 305585

Las Vegas, NV

Past

May 17, 2013 - December 31, 2013

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

LAS VEGAS, NV

Past

May 26, 2009 - January 24, 2024

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

LAS VEGAS, NV

Past

April 27, 2005 - January 24, 2024

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

LAS VEGAS, NV

Past

July 27, 2000 - April 29, 2005

INTEGRATED TRADING AND INVESTMENTS, INC.

CRD#: 47730

HUNTINGTON BEACH, CA

Past

December 2, 1997 - October 7, 1998

CARDINAL INVESTMENTS, INC.

CRD#: 36838

COLUMBIA, IL

Past

April 24, 1995 - July 29, 1996

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

June 10, 1994 - April 11, 1995

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

January 7, 1994 - May 19, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/17/2024)

California
(1/17/2024)

Colorado
(1/17/2024)

Florida
(1/17/2024)

Georgia
(1/17/2024)

Hawaii
(3/15/2024)

Indiana
(3/6/2024)

Kentucky
(6/26/2024)

Michigan
(1/17/2024)

Minnesota
(1/17/2024)

Nevada
(1/17/2024)

IAR

Nevada
(6/2/2025)

New Mexico
(3/4/2024)

Oregon
(1/17/2024)

South Carolina
(3/12/2024)

Washington
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/29/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard A. Holtan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Austin Holtan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

INTERACTIVE FINANCIAL ADVISORS

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

INTEGRATED TRADING AND INVESTMENTS, INC.

CARDINAL INVESTMENTS, INC.

SII INVESTMENTS, INC.

CONSECO EQUITY SALES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2009

Series 63

Date: 1/5/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2003

Series 6

Date: 1/6/1994

Series 24

Date: 4/29/2004

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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