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SH

Sharon L. Hillenbrand

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CRD#: 2410858
SH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sharon Lee Hillenbrand, who also goes by Sharon Lee Kellogg, was a registered financial professional .

Sharon is a previously registered financial professional and started their career in finance in 1993. Sharon had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sharon Lee Kellogg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 3, 2012 - January 2, 2014

KINGSBURY, LLC

BD
CRD#: 147102
EVANSTON, IL
Past

July 8, 2009 - November 24, 2010

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
CHICAGO, IL
Past

April 8, 2003 - February 26, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

April 19, 2000 - November 20, 2002

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

October 16, 1995 - September 16, 1999

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 1, 1995 - September 1, 1995

M&T SECURITIES, INC.

BD
CRD#: 17358
BALTIMORE, MD
Past

October 18, 1993 - May 1, 1995

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/18/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


KL
KINGSBURY, LLC
KINGSBURY CAPITAL LLC | KINGSBURY, LLC | KINGSBURY CAPITAL, LLC

CRD#: 147102 / SEC#: , 8-67878

BD
Terminated by SEC on 05/22/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 07/05/2007
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
KINGSBURY HOLDINGS, INC.MEMBER
SADZEWICZ, GERY JOSEPHFINOP1090963
VELLON, WILLIAM DAVIDCHIEF COMPLIANCE OFFICER1954258

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KINGSBURY, LLC

CRD#: 147102

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