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Sharon Lee Hillenbrand

CRD# 2410858·Registered 1993 - 2014
Previously Registered: Being a previously registered professional could mean that Sharon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sharon Lee Hillenbrand, who also goes by Sharon Lee Kellogg, was a registered financial advisor. Sharon was a previously registered financial professional and started their career in finance 1993 - 2014. Sharon had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sharon Lee Kellogg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

KINGSBURY, LLC·CRD# 147102
BD
Evanston, IL
December 3, 2012 - January 2, 2014
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
Chicago, IL
July 8, 2009 - November 24, 2010
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
April 8, 2003 - February 26, 2009
WILLIAM BLAIR·CRD# 1252
BD
Chicago, IL
April 19, 2000 - November 20, 2002
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 16, 1995 - September 16, 1999
M&T SECURITIES, INC.·CRD# 17358
BD
Baltimore, MD
May 1, 1995 - September 1, 1995
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
October 18, 1993 - May 1, 1995

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Current Firm

KL
KINGSBURY, LLC

KINGSBURY CAPITAL LLC | KINGSBURY, LLC | KINGSBURY CAPITAL, LLC

CRD#: 147102 / SEC#: 8-67878
BD
Terminated by SEC on 05/22/2015

Contact Information

Established

Illinois since 07/05/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KINGSBURY HOLDINGS, INC.MEMBER—
SADZEWICZ, GERY JOSEPHFINOP1090963
VELLON, WILLIAM DAVIDCHIEF COMPLIANCE OFFICER1954258

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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