Robert B. Oratz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Brian Oratz was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2018 - July 2, 2019
VELOCITY CAPITAL, LLC
May 24, 2018 - October 3, 2018
ARIVE CAPITAL MARKETS
November 1, 2017 - March 28, 2018
VISION BROKERAGE SERVICES, LLC
April 23, 2015 - November 5, 2015
T3 TRADING GROUP, LLC
April 13, 2011 - October 18, 2011
COASTAL TRADE SECURITIES, LLC
July 22, 2010 - December 10, 2014
LIGHTSPEED TRADING, LLC
March 10, 2010 - May 13, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
November 6, 2007 - November 11, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
May 10, 2006 - February 2, 2007
G-2 TRADING,LLC
July 20, 2005 - November 23, 2005
ELECTRONIC TRADING GROUP, LLC
December 17, 1998 - November 3, 2003
ELECTRONIC TRADING GROUP, LLC
February 20, 1998 - December 8, 1998
ANGEL INVESTMENTS LLC
August 31, 1995 - February 14, 1997
BARINGTON CAPITAL GROUP, L.P.
June 15, 1994 - September 22, 1995
A. R. BARON & CO., INC.
November 17, 1993 - June 14, 1994
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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