Perry D. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry David Walter, who also goes by Perry Walter, was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1994. Perry had worked at 6 firms and has passed the Series 63, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2020 - February 1, 2021
STILLPOINT CAPITAL, LLC
September 21, 2018 - August 13, 2020
CAPITAL BANK AND TRUST COMPANY
March 7, 2013 - August 16, 2018
INDEPENDENT INVESTMENT BANKERS, CORP.
August 26, 2011 - March 8, 2013
BRIDGE CAPITAL ASSOCIATES, INC.
January 31, 1996 - March 23, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
January 18, 1994 - January 20, 1996
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/10/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
