Michael A. Brannen

RDA FINANCIAL NETWORK

WEST CHESTER, OH

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CRD#: 2410558

Professional summary

Michael Anne Brannen, who also goes by Michael Ann Georgianna Brannen, Michael Anne G Brannen, Michael Brannen, Michaelanne Georgianna Brannen, Michael Anne Dettmer, is a registered financial advisor currently at RDA FINANCIAL NETWORK located in West Chester, Ohio and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Akron, Iowa.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Ann Georgianna Brannen | Michael Anne G Brannen | Michael Brannen | Michaelanne Georgianna Brannen | Michael Anne Dettmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RDA FINANCIAL NETWORK, INC - INVESTMENT ADVISOR REPRESENTATIVE - REGISTERED INVESTMENT ADVISOR - WEST CHESTER, OH - SINCE 08/2008 - INVESTMENT RELATED 2.) MICHAEL A BRANNEN - OWNER - INSURANCE AGENT - WEST CHESTER, OH - SINCE 08/2008 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anne Brannen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2008 - Present

RDA FINANCIAL NETWORK

RIA

CRD#: 147309

WEST CHESTER, OH

Current

July 15, 2016 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 321 Reed St #2, Akron, IA 51001

RIA

CRD#: 20804

Akron, IA

Past

August 21, 2008 - July 28, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WEST CHESTER, OH

Past

June 30, 2004 - January 5, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WEST CHESTER, OH

Past

March 28, 2002 - July 15, 2004

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST. CLOUD, MN

Past

June 6, 2001 - July 15, 2004

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

May 2, 2000 - June 6, 2001

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

July 24, 1995 - September 28, 1999

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

October 18, 1993 - July 11, 1995

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(8/26/2008)

Ohio
(7/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RDA FINANCIAL NETWORK

CRD#: 147309 / SEC#: 801-69651

RIA

Registered Investment Advisory firm - (10/16/2008 Approved)

Illinois

Registered Investment Advisory firm - (10/16/2008 Terminated)

Iowa

Registered Investment Advisory firm - (5/18/2015 Terminated)

Ohio

Registered Investment Advisory firm - (10/21/2008 Terminated)

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Contact information

Main Address

321 Reed Street Suite #2, Akron, IA 51001

Mailing Address

321 Reed Street Suite #2, Akron, IA 51001

Phone number

(888) 300-4975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 DISCLOSURE BROCHURE (3/31/2025)

RDA FINANCIAL NETWORK WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,347
AUM (Assets Under Management)	$ 578,744,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael A. Brannen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anne Brannen's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CAMBRIDGE INVESTMENT RESEARCH, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

COMPULIFE INVESTOR SERVICES, INC.

COMPULIFE INVESTOR SERVICES, INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

RDA FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 63

Date: 12/14/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/13/1993

Series 24

Date: 1/16/2001

FINRA

Current Firm

RDA FINANCIAL NETWORK

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RDA FINANCIAL NETWORK

TRUST BUT VERIFY

Contact information

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