Timothy J. Healy
Professional summary
Timothy Jefferson Healy is a registered financial advisor currently at THE HEALY GROUP LLC located in New York, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Timothy has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Jefferson Healy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2021 - Present
THE HEALY GROUP LLC
December 18, 2007 - November 11, 2013
SEVEN POINTS CAPITAL, LLC
August 7, 2001 - November 12, 2007
EQUITY TRADING ONLINE, LLC
September 30, 1999 - October 4, 2001
HORIZON CAPITAL, INC.
February 18, 1992 - January 13, 1999
DRIZOS INVESTMENTS, INC.
February 22, 1985 - July 15, 1988
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
(4/3/2023)
Exams
Series 40
Date: 4/26/1968
Registered Principal ExaminationCurrent Firm
THE HEALY GROUP LLC
CRD#: 33062 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 17,800,000 |
Red Flags
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