Charles E. Shearer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Shearer was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2009. Charles had worked at 1 firm and has passed the Series 3 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2009 - February 27, 2019
GRAY INVESTMENT MANAGEMENT LLC
January 26, 2009 - February 17, 2009
GRAY INVESTMENT MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GRAY INVESTMENT MANAGEMENT LLC
CRD#: 148610 / SEC#: 801-69784
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,971,108 |
Red Flags
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