Dawn E. Rybak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Elizabeth Rybak was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 1994. Dawn had worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2019 - December 31, 2022
THE LEADERS GROUP, INC.
April 10, 2015 - June 7, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 27, 2012 - April 1, 2015
QUESTAR CAPITAL CORPORATION
June 8, 2010 - March 26, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
May 2, 2009 - July 31, 2009
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - July 31, 2009
CHASE INVESTMENT SERVICES CORP.
March 17, 2004 - May 2, 2009
WAMU INVESTMENTS, INC.
January 1, 1999 - May 2, 2009
WAMU INVESTMENTS, INC.
February 1, 1994 - April 13, 1998
FIMCO SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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