Ursula J. Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ursula Juliana Henry, who also goes by Ursula Juliana Dirienzo, was a registered financial professional .
Ursula is a previously registered financial professional and started their career in finance in 1995. Ursula had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2009 - May 26, 2026
FRANKLIN DISTRIBUTORS, LLC
January 2, 2002 - June 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
April 25, 2000 - November 28, 2000
IFMG SECURITIES, INC.
August 26, 1999 - February 4, 2000
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
February 3, 1997 - June 14, 1999
IFMG SECURITIES, INC.
May 12, 1995 - July 1, 1996
WESTPORT FINANCIAL SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
