Janice M. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Maria Baer, who also goes by Janice Maria Mcmanus, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1993. Janice had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2019 - December 31, 2022
THE LEADERS GROUP, INC.
April 14, 2015 - August 2, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC
December 1, 2011 - April 1, 2015
QUESTAR CAPITAL CORPORATION
January 5, 2004 - May 30, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 26, 2001 - May 30, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 22, 1999 - June 20, 2001
BROOKSTREET SECURITIES CORPORATION
August 20, 1997 - March 2, 1999
FIRST COLONIAL SECURITIES
October 25, 1995 - February 4, 1997
BARBER & BRONSON INCORPORATED
November 13, 1993 - October 23, 1995
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
