Don W. Traywick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Wade Traywick, who also goes by Donnie Traywick, was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1993. Don had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - January 3, 2022
TCFG WEALTH MANAGEMENT, LLC
June 5, 2000 - December 31, 2016
CROWN CAPITAL SECURITIES, L.P.
May 19, 1997 - June 12, 2000
LPL FINANCIAL LLC
June 1, 1995 - May 19, 1997
FIRST ALLIED SECURITIES, INC.
December 2, 1993 - April 20, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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