Mayer Dallal
Professional summary
Mayer Dallal was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mayer is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Mayer had worked at 5 firms, which includes J.W. BARCLAY & CO. INC., FIRST CAMBRIDGE SECURITIES CORPORATION, H.J. MEYERS & CO. INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 1997 - October 15, 1998
J.W. BARCLAY & CO., INC.
February 25, 1997 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
December 2, 1994 - March 13, 1997
H.J. MEYERS & CO., INC.
January 10, 1994 - December 5, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
October 15, 1993 - December 8, 1994
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 62
Date: 10/14/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
J.W. BARCLAY & CO., INC.
CRD#: 23350 / SEC#: , 8-40351
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 19 |
Red Flags
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